Our Appendix N Archaeology and Adventures in Fiction series are meant to take a look at the writers and creators behind the genre(s) that helped to forge not only our favorite hobby but our lives. We invite you to explore the entirety of the series on our Adventures In Fiction home page. Appendix N Archaeology: The Ballantine Adult Fantasy Series by Michael Curtis More than a decade before Gary Gygax assembled his list of influential fantasy authors and titles—the famed “Appendix N” which appeared in the Dungeon Masters Guide published in 1979—another author was hard at work compiling a list of fantasy stories to introduce to the reading public. Both catalogs would include some of the same authors on their rolls, and it is safe to say that without the first list, Gary Gygax may never have discovered some of the names that helped influence fantasy role-playing. In the spirit of Goodman Games’ ongoing efforts to return to the roots of the hobby, we now go one step further to explore the fertile landscape from which those roots drew nourishment. This earlier catalog was the Ballantine Adult Fantasy Series. Edited by Lin Carter, an esteemed author of science fiction and fantasy in his own right, this literary series was comprised of more than sixty titles released between 1969 and 1974 by Ballantine Books. It brought to light both new authors and revived older works from the dustbin of history, exposing fantasy fiction to new audiences in both the United States and abroad. But before examining the works comprising the Ballantine Adult Fantasy Series, a little background history must be explored. In the mid-1960s, J.R.R. Tolkien’s The Lord of the Rings appeared in paperback form in the United States, thanks to the somewhat dubious business practices of Ace Books. Tolkien had long resisted seeing his masterpiece printed in softcover, feeling it cheapened its literary importance. However, a loophole in US copyright law ostensibly meant the book was in the public domain in America and Ace Books produced an unauthorized paperback run of the trilogy. Tolkien was obviously upset and appealed to the fans of the story, whose efforts eventually forced Ace Books to cease publication of the books. However, the demand for Tolkien’s work in paperback was clearly there and he acquiesced to the desires of the marketplace, authorizing Ballantine Books to publish The Lord of the Rings in the US. This introduction of an inexpensive paperback version revealed a hitherto untapped market for fantasy fiction and Ballantine Books immediately sought to cater to that market. Having already dipped their toes into the science fiction market by publishing such authors as Jack Vance, Arthur C. Clarke, and Theodore Sturgeon, the jump to fantasy fiction wasn’t much of a leap. Ballantine began printing other fantasy novels in 1967, starting with E.R. Eddison’s The Worm Ouroboros. Over the next two years, Ballantine produced a number of novels including Gormenghast, The Last Unicorn, Farmer Giles of Ham, and Tolkien: A Look Behind “The Lord of the Rings,” written by Lin Carter. Many of these early works were reprints of older novels, with exceptions to the works of Tolkien, Peter S. Beagle, and Lin Carter. Sales were brisk and clearly warranted printing more fantasy works, but Ballantine Books was uncertain as to which authors were likely to be profitable. Luckily, their recent association with Lin Carter and his book on Tolkien introduced them to someone with both a broad knowledge of the fantasy genre and an interest in growing it. An agreement was struck with Carter, making him editor of the publishing company’s new line, the Ballantine Adult Fantasy Series. According to Carter’s contract, he would choose works to...